The SEC intends for these modifications to modernize the rule and help funds reduce their overall trading costs. To balance the expansion, the commission's proposal includes enhanced investor protection measures to ensure fairness in these securities transactions.
Tuesday, October 20, 2026
Story
SEC Proposes Expanding Fund Cross-Trading to Lower Trading Costs
US Markets11 days ago
A new regulatory proposal from the U.S. securities regulator would change how registered funds and their affiliate entities exchange assets under the Investment Company Act. The Securities and Exchange Commission's amendments to the existing "cross-trading rule" would broaden the permissions for transactions between funds and affiliates, provided these trades are beneficial to the registered funds and their shareholders.
Looking for more context or analysis?
Tilt chat provides reliable, tailored insights, alerts, and automations.